RIAs

Veris Wealth Partners, an RIA specializing in sustainable investing, recruited the advisor, who was managing $500 million as a portfolio manager.

The Institute for the Fiduciary Standard is asking for input from the industry in its effort to help consumers distinguish between fiduciary advisors and "product sellers."

Did you read the most recent SEC funding memo to Congress? Bob Veres did -- and if he had the ear of Mary Jo White, here's what he'd say to her.

'Adviser' vs. 'advisor': A conversation with one regulatory expert raises questions about the ways that RIAs brand themselves to clients.

No matter how clean your paperwork is, a regulatory audit can still be nerve-racking. Here's how ours felt.

As their interest income dwindles, banks are looking to bulk up their wealth management businesses in a bid to boost their fee-based revenue.

President Barack Obama throws his support behind the Department of Labor's fiduciary proposal; advisors take to Twitter to voice their reply.

After the company combines its custodian and clearing businesses and launches a new tech division, advisors should be alert to any service changes.

The liabilities your broker-dealer faces when supervisors oversee wealth managers both inside and outside your practice.

The former wirehouse group is larger than Dynasty's biggest recruiting grab in 2014.