RIAs

Boston firm brings its institutional strategies to high-net worth individuals.

If you’ve done something wrong, cooperation is key to holding onto your certified financial planner designation.

The Unified Managed Account Exchange gives RIAs more control over product selection.

The independent wealth manager’s move marks another step in its aggressive growth strategy.

Jersey-City based Knight will pay approximately $20 million in cash and stock for Astor when the acquisition is completed in the fourth quarter.

Schwab’s data also indicates a dramatic decline in the size of deals being done.

Custodians are in a horserace to provide services to breakaways.

Advisors pass through London monthly, so expansion opportunities are vast.

The San Diego-based company, which announced it was going public in June, hopes to expand its network of financial advisors.

Sixty-five percent of respondents said they are more concerned about their finances today than they were at the beginning of the financial crisis.