RIAs

Insitutional broker-dealer M.S. Howell has opened an RIA division, as all eyes focus on the ability of smaller firms to survive.

More than 25 investment managers have already signed on to the platform.

Fidelity helped 50 brokers breakaway in the first quarter. The challenge is helping them remain independent.

The gap between advisors and clients when it comes to what each thinks are the risks in retirement is vast.

Acquisitions by independent firms gets back on track after stumbling slightly in 2009.

Rep-as-advisor managed accounts have been steadily growing in popularity and will continue to do so in the short-term, but Cerulli Associates see growth dampening because of the account’s nondiscretionary nature.

Tampa broker-dealer had been facing problems for months.

A new company is promising to shake up the way Americans invest by providing individuals with direct access to institutionally priced mutual funds and other investments.

Market Players Push for Changes

When going through a divorce, having just any financial advisor won't do. People need a planner who specializes in the subject and can help clients navigate the difficult emotional and financial terrain ahead.