-
The appointment comes less than a month after the former company head, Dan Arnold, was fired for failing to maintain a respectful workplace.
October 21
-
Financial Planning's annual awards honor advisor employees at both large and regional firms.
October 21
-
James Gorman will help lead the search for a new Disney CEO to be appointed in 2026.
October 21
-
LPL Financial also pulls advisors from Raymond James, and Raymond James draws from Merrill. Osaic meanwhile appoints a chief financial officer.
October 18
-
Osaic launches professional development initiative after a six-month pilot period.
October 15
-
The week also saw BlackRock, JPMorgan Asset Management and Charles Schwab take minority stakes in the advisory-support firm Dynasty.
October 11
-
At 29 years old, Chris King is the CEO and founder of Eaglebrook Advisors in Bethesda, Maryland, a cryptocurrency SMA platform with over $211 million in assets under management.
October 8
-
RBC Wealth also reorganized its private client group and appointed a new division head, and UBS named a market leader for its San Francisco business.
October 4
-
The change, one among several at the firm's top, follows on a year that executives have deemed one of the firm's most difficult in decades.
October 1
-
The 17-person Canell Group joins Wells Fargo's offices in New York.
September 30
