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The division director of the northeast for Raymond James Financial Services shares how the group works with some of the biggest names in the industry.
November 19
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More planners are dropping their FINRA registration but keeping some ties to independent wealth management firms once thought to be in a different channel.
November 15
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Morgan Stanley and Edward Jones meanwhile are giving their advisors new stomping ground in midtown Manhattan offices.
November 15
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Cetera also announces the retirement of its longtime CEO at the end of the year.
November 8
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The president of Merit Financial Advisors said deciding to merge her previous firm instead of following a succession plan allowed her to shift perspective.
November 4
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RBC Wealth Management pulls wealth teams from Morgan Stanley, and Citi hires a wealth lending head from Goldman Sachs.
November 1
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New CEO Rich Steinmeier depicted a firm that's conducting business as usual despite the turmoil in its upper ranks earlier in the month.
October 31
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While the process of preparing for the 170 multiple-choice-question test can be expensive, time-consuming and nerve-racking, there are ways to make it less unpleasant and more successful.
October 29
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Today, Natalie Wolfsen is CEO of Orion Advisor Solutions, but years ago, her future was less clear after a business she had co-founded went under.
October 25
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Modern Wealth also pushes its AUM over $6 billion with an M&A deal, and Americana Partners of Dynasty Financial gets private equity backing.
October 25
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The Female Advisor Network merged into the Women's Leadership Alliance in an effort to join together around the groups' shared goals.
October 23
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The loose term for collections of planners getting together based on any number of shared characteristics or goals can take many forms and provide a lot of value.
October 22
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The appointment comes less than a month after the former company head, Dan Arnold, was fired for failing to maintain a respectful workplace.
October 21
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Financial Planning's annual awards honor advisor employees at both large and regional firms.
October 21
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James Gorman will help lead the search for a new Disney CEO to be appointed in 2026.
October 21
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LPL Financial also pulls advisors from Raymond James, and Raymond James draws from Merrill. Osaic meanwhile appoints a chief financial officer.
October 18
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Osaic launches professional development initiative after a six-month pilot period.
October 15
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The week also saw BlackRock, JPMorgan Asset Management and Charles Schwab take minority stakes in the advisory-support firm Dynasty.
October 11 -
At 29 years old, Chris King is the CEO and founder of Eaglebrook Advisors in Bethesda, Maryland, a cryptocurrency SMA platform with over $211 million in assets under management.
October 8
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RBC Wealth also reorganized its private client group and appointed a new division head, and UBS named a market leader for its San Francisco business.
October 4
