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LPL, JPMorgan and Bank of America Private Bank were also among the recruiting winners this week.
September 20 -
An industry recruiter sees RBC Wealth Management's appeal as lying in its international presence and clean reputation.
September 19 -
Jim Rourke and Michael Liu will serve as co-heads of private client partnership development, linking Bank of America's investment bank, Merrill and the firm's private bank.
September 17 -
Within days of a colleague's retirement and having been introduced as their new advisor, Corbin Hoffner left for Raymond James.
September 11 -
Professional athletes, who may have struggled financially for years, often suddenly come into large sums of money once they achieve their dreams. That's where a financial advisor can help — especially one who is a former athlete.
September 5 -
LPL presses forward with deals that have made it one of the fastest-growing firms in recent years.
September 4 -
Nuno Matos, once a contender to be chief executive, is leaving after nine years at the firm.
August 29 -
A founder of Harbor Lights Financial Group said he and his partners scouted possible private equity buyers and decided LPL was the best option for preserving their firm's legacy.
August 8 -
The hires add credibility to the wirehouse's renewed commitment to recruiting.
August 2 -
The family-run Investment Advisors Financial Group team brings $1 billion in assets.
July 24 -
The pair previously worked together at the Denver office of Citi Private Bank.
July 24 -
Whether they were members of the military, teachers, civil engineers, broadcasters, human resources directors or something else, they all share a desire to examine what profession truly fulfills them and take the often arduous path of reinvention.
July 23 -
Terri Kallsen of Rise Growth Partners is currently a member of the CFP Board's board of directors and chair of the finance and investment committee.
July 19 -
Digital Insurance recently surveyed insurers, brokers and adjusters about the technology they're using in the claims space, and we'll share those insights.
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Neil McLaughlin, who'taking over RBC's wealth unit after running its personal and commercial banking divisions, is seen as a likely CEO successor.
July 11 -
Firms that haven't been afraid of generous recruiting offers have shown the greatest growth in recent years.
July 8 -
A federal judge agrees with plaintiffs that the Federal Trade Commission lacks authority to set rules on unfair competition.
July 5 -
LPL accuses its rival of hindering "competition in the financial services space" through its "cynical" attempts at frightening advisors into staying put.
June 25 -
The Atlanta-based independent broker-dealer thinks some advisors will always feel ill at ease at big firms that keep getting bigger. That's where it sees its opportunity.
June 24 -
The founder of the private-equity backed RIA says he's interested in further acquisitions but doesn't want to be "growing for growth's sake."
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