Corporate governance

The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.

Blue Moon Wealth Advisory becomes the eighth major purchase for the RIA in the past 18 months.

The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.

A checklist for advisors who have clients looking to launch a new business.

Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.

The company spent $77 million on technology last year, but difficult changes lie ahead.

Managers can use these methods encourage employees to work together, according to columnist John J. Bowen, Jr.

The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.

You set out to be an advisor, not an administrator, so you are not alone if you are struggling to get your team to deliver outstanding results. Here are three steps to build a better team.

The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.