Corporate governance

RIAs are anxious to acquire assets, according to a new survey, and smaller firms are a prime target.

Planning is particularly complicated when accounting for stepparents and stepsiblings.

Too many wirehouse brokers believe they won’t have access to sophisticated lending solutions if they break away. They’re wrong.

The former Aspiriant CEO joins DeVoe & Co. to launch a new transition service.

Polishing your public voice helps build credibility with clients and could lead to referrals. But it has to be done correctly.

Mike Papedis oversaw RIA acquisitions, an increasingly important revenue source for the company.

CFP candidates should consider a well-rounded college or graduate school education in professional sales.

The high-net-worth practice makes 41 firms in the platform’s network — two times as many as competitor HighTower.

The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.

Some banks are looking to hire advisers or buy firms, while others are looking to get out of the business entirely.