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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
March 1
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Use this as an opportunity to target potential clients and address specific niches.
February 28
Advisor Websites -
In a nod that digital advice is here to stay, the agency updates its directions on how to ensure compliance, along with tips for evaluating the growing number of services.
February 23
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The rule’s outlook seems uncertain, but a strong undercurrent is carrying the industry along.
February 17
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SEC staff recommended this solution as far back as 2011.
February 13
Ritholtz Wealth Management -
A new comment period would give the administration time to prepare for legal challenges anticipated after it puts a delay into place, one expert says.
February 10
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The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.
February 9
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"We believe they have made our overall platform more competitive," said a top executive in the LPL division that supports banks and credit unions.
February 8
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Rule supporters say they intend to continue making their case on Capitol Hill.
February 8
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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
February 7
