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Global banks including UBS and Barclays have been expanding teams that serve some of their richest clients.
March 1
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‘The firm gives advisors the ability to choose who they do business with and doesn’t put limitations on minimum account size,’ one advisor says.
February 28
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The wirehouse is charting a litigious course since breaking with the Broker Protocol, and some observers think the scorched-earth campaign could harm its reputation.
February 27
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Of the 46 advisors newly appointed as managing directors at the firm, only three were women.
February 27
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One recruiter argues the firm is losing talent because it will eventually exit the Broker Protocol.
February 26
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At Merrill "it felt like we shifted away a little bit in recent years from the core focus of wealth management," advisor Matthew Spradlin explains.
February 26
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Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.
February 23
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The Raymond James affiliated firm has been aggressively recruiting from wirehouses in recent months.
February 21
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The brokers previously worked at Wells Fargo, which has suffered from attrition to smaller rivals over the past year.
February 20
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A recent scam involved a fake signature from FINRA CEO Robert Cook.
February 16
