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Royal Alliance Associates will absorb the firm following the deal, which would push the network’s headcount above 6,800 advisors.
June 21
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Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.
June 20
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Community Bank & Trust of Florida switched its program after a 16-year relationship with Invest Financial.
June 20
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The No. 1 IBD launched an investment offering aimed at the distributed ledger technology its research unit says could disrupt nearly every industry.
June 19
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Such a move would also coincide with efforts to cut costs in the bank's wealth management business by $600 million by 2020.
June 19
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Firms of all sizes have helped push fee-based business above commissions as the industry undergoes a transformation.
June 18
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After a busy month nabbing talent from Wells Fargo, Raymond James picks up a team from Stifel.
June 15
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The firm’s principal says his team wanted to join the No. 1 IBD, which is testing larger recruiting offers.
June 15
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Three advisors who left the firm years ago are returning to the regional broker-dealer.
June 15
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Fiduciary advocates lament the absence of the term from the SEC's rule, which they say fails to move beyond FINRA’s existing suitability standard, while the brokerage sector sees the proposal as a welcome jump in oversight.
June 15
