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The margin requirements apply to Merrill Lynch wealth management clients and individual traders using the Merrill Edge platform.January 29
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“As of today, Wells Fargo Advisors is not allowing solicitation of those two securities,” a spokesperson for the bank said Wednesday.January 28
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The firm pivoted away from an aggressive hiring strategy in 2016 and has seen a substantial drop in costs associated with picking up experienced talent.January 26
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Collectively, the brokers generated $167 million in annual production and oversaw $37 billion in combined client assets.January 26
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The results underscore the standout performance of the industry's largest firms in equities, a business where Europe’s banks have struggled to keep up in recent years.January 26
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These elite producers in some cases operate far from Wall Street, even as they work for well-known wealth managers such as UBS, Merrill Lynch and Ameriprise.January 25
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Eaton Vance and E-Trade deals expected to boost the firm’s performance.January 20
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The ex-Morgan Stanley and Merrill Lynch advisors join the wealth manager, which has been aggressively recruiting in recent months.January 19
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Client acquisition was down compared to 2019, but still higher than in years past.January 19
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In the first wave of cases under the regulator’s self-reporting initiative, it garnered more than $2.7 million in payments of restitution plus interest.December 30
