CFO Jim Marischen commented on the company's cash sweep policies, following industry concerns about the practice.

The family-run Investment Advisors Financial Group team brings $1 billion in assets.

The pair previously worked together at the Denver office of Citi Private Bank.

Another private equity investor placed a large bet on wealth management as the latest insurer to sell its industry holdings spun off an attractive asset.

Senior private bankers will play a large role in Deutsche Bank's bid to become one of Wall Street's main European rivals for ultrawealthy customers.

Terri Kallsen of Rise Growth Partners is currently a member of the CFP Board's board of directors and chair of the finance and investment committee.

The new women-led RIA will focus on serving law firm partners, executives, entrepreneurs and high net worth individuals and families across the country.

The private equity-backed deal keeps M&A humming along at a "healthy and stable" pace that's unlikely to pick up until rates fall.

The firm continues to see success with encouraging wealth clients to open banking accounts.

She and former business partner Lazetta Rainey Braxton moved back to their own standalone firms. Here's a look at Dorsainvil's approach to practice management.