Investments

Regulators are taking the first step towrard the most widespread revamp in more than a decade in the way that stocks are traded.

A new Morningstar report says seniors can safely withdraw up to 3.8% of their nest eggs in their first year of retirement — up from 3.3% last year.

As interest rates rose and stocks fell over the summer, Americans saw their wealth decline.

Bonds are back for high net worth investors.

Super-rich investors find energy the most attractive of all investment categories.

The strategy, which allows investors to cherry-pick stocks in a benchmark instead of owning a fund that tracks a specific gauge like the S&P 500, will have $825 billion in assets come 2026, Cerulli says.

The rise of social media "finfluencers" and the tendency of millennials and Gen-Z investors to manage their own money are just two significant trends.

FINRA accused FSC, Royal Alliance, SagePoint and Woodbury of "negligently omitting material facts" about an alternative asset manager, FINRA said.

The push to regulate non-traded REITs lurks behind new concerns about liquidity.

In two FINRA enforcement cases and an arbitration award, wealth management firms are resolving allegations that they breached their duties.