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Michael Kitces, co-founder of XY Planning Network, says the group is mulling its options after a federal court struck down the organization’s lawsuit against the SEC rule.June 29
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Asset manager Blueprint Capital Advisors claims they stole confidential business information and discriminated against the Black-owned firm.June 24
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Marylin Booker accuses the company of failing to support Black advisors and criticizes its use of mandatory arbitration to settle employee disputes.June 18
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A federal court decision that could be subject to appeal secured Social Security benefits for certain same-sex marriages that hadn't previously been eligible.June 8
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Firms founded by Jason Wenk allegedly failed to oversee a former advisor accused of investing clients in unregistered securities.May 22
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Production companies claim fraudsters bilked them out of $3.5 million under the bank's watch.May 21
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The lost assets represent a big hit to the firm’s operations in the small Missouri town where the advisor was based, ex-employer claims.May 6
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Lawsuit claims woman advisor was denied revenue opportunities and administrative support amid an alleged climate of harassment and discrimination.April 30
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Standard General accused Tusk Strategies of “blanketing the media with false and misleading proxy materials” on behalf of a “secret client.”April 30
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XY Planning Network and coalition of states are asking court to overturn advice regulation they say holds brokers to lesser standard.April 23
