Labor Day Weekend saw more than 7,000 advisory firms and millions of clients make the move from "green" to "blue."

Best-case negotiation scenario? You're happy to stay but willing to sell if the price is right.

The paperwork of moving client assets in a transition is a chore for many advisors, but crucial to their success.

The RIA president says he and his colleagues will spend the next few weeks figuring out how the Personal Financial Management unit's office can fit in with its new owner.

From boat cruises to wine bottles to equity compensation, here's what successful recruiting for advisors looks like in 2023.

A new book by Harvard Law School professor and former SEC official John Coates warns of "a deep tension" threatening the American economy and politics.

Raymond James had scored the big team in May, before Securian's sale of its retail wealth business to Cetera closed.

The planned sale marks another step for the Wall Street giant away from previous plans to work more with retail customers.

The company is paying $75 million in penalties and restitution in connection with SEC allegations that its investment advisory arm overcharged customers it inherited in its Wachovia acquisition in 2008. The settlement is said to show the importance of conducting extensive compliance checks in a rapidly consolidating industry.

World Insurance's Pensionmark unveiled a giant deal following the insurer's private equity agreement for $1 billion in financing at a valuation of $3.4 billion.