M&A
M&A
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A massive acquisition, the possible end of the Broker Protocol and other issues will shape the industry in 2018.
November 28 -
At least 274 advisors with $11.5 billion in client assets have left the fold since the acquisition.
November 16 -
There are savvy ways to position a firm for a future sale, experts at Schwab Impact told advisors, beyond focusing on revenue or AUM.
November 16 -
If an acquisitive advisory firm doesn’t perform due diligence on the seller’s fee structure, headaches are guaranteed, Michael Kitces writes.
November 14 -
The practice’s managing director blamed the No. 1 IBD in part for its move to Securities America.
November 13 -
Advisor Group BDs have poached at least four NPH practices after LPL acquired the network’s assets.
November 9 -
CEO Dan Arnold listed three reasons why the firm thinks its rivals peeled off some advisors.
November 8 -
The fourth largest IBD added a super OSJ with $650 million in AUM.
November 7 -
Independent Financial’s haul includes a new affiliated RIA launched by five of the practices.
November 7 -
Woodbury Financial has peeled off more than 80 advisors in the wake of LPL’s giant acquisition.
November 3 -
Trump's pick might have to manage a recession, given that the current expansion would become the longest ever in the next four years.
November 2 -
New firm registrations have soared by 75% over the past five years, according to Schwab.
November 2 -
Ziegler is the latest in a line of purchases by Stifel and other regional broker-dealers.
November 2 -
The Chicago-based RIA focuses on Midwest to expand its footprint.
October 27 -
CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.
October 27 -
The practice opted for USA Financial after Jackson National sold National Planning's assets.
October 26 -
Advisory firms need private equity capital, but problematic strings may be attached.
October 26 -
CEO Jim Cracchiolo reported record client assets and a sharpened focus under the fiduciary rule.
October 25 -
Speculation about the RIA's future is quelled with a $100 million investment from Thomas H. Lee Partners.
October 25 -
The sale of an asset management firm gives Mariner a capital source to buy RIAs. Lots of them.
October 20


















