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"If our profession truly cares about the well-being of our clients to the extent that the profession professes, then we need to swing this pendulum in the other direction," Elwyn says.
April 13
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Tom Thives, a 34-year industry veteran, will head up the firm’s offices in New Jersey.
April 12
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The firm pulled in 11 new advisors in the first quarter of 2018, building on the 65 brokers hired last year.
April 12
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Advisors should conduct a comprehensive suitability analysis before initiating 1035 exchanges.
April 10
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Like other broker-dealers, the firm is far from achieving a ratio of 50/50 men-and-women planners.
April 10
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The new hires say they were drawn to the firm’s investment platform, product offerings and investment diversification.
April 4
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The newly independent advisors added a new team and are looking to bring on more practices.
April 2
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Planners are seeking the independence and support that they say they aren’t getting at wirehouses.
April 2
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IBDs and regional firms are making the biggest changes, but RIAs have room for growth as well.
April 2
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Frustrated by the limitations of working at a bank-owned brokerage, advisors Randy and Matthew Price opted to join the independent firm in Houston.
March 26
