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Critical comments about Wall Street in the first debates signal an unfriendly political environment. Here are some leading candidates’ financial policy views.
July 10 -
TD Ameritrade’s Skip Schweiss says the proposal — if approved by the SEC this week — could alter the competitive landscape.
June 3 -
As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.
May 3 -
The No. 1 IBD plans to offer training and education and team up with reps on outreach to officials.
February 13 -
“The board's record of summarily approving mergers raises doubts about whether it will serve as a meaningful check on this consolidation that creates a new too big to fail bank,” Sen. Elizabeth Warren said in a letter to the Fed.
February 8 -
House Financial Services Chairwoman Maxine Waters said the merger is a direct result of a regulatory relief bill that was signed into law in May.
February 7 -
A new FINRA initiative to root out breaches of supervisory rules on 529 plans provoked criticism from the IBD advocacy group.
January 31 -
The regulator is living up to its promise to overhaul exams and engage more — and one potential rule in the works would be “monumental," according to the IBD.
November 8 -
Several Senate, House and gubernatorial battles are of interest to financial firms. Here is a spotlight on specific contests, with updates as they become available.
November 6 -
While the IBD advocacy organization supports the proposal’s approach, key questions loom over the timeline and makeup of the potential regulation.
September 26