Securities fraud

The advisor sold securities out of one account to buy a Camaro ZL1 — then resold the car to the same victim, the regulator alleges.

The firm will also pay a penalty and offer to buy back variable annuities the former broker sold to 21 other investors.

During rapid growth, the firm allegedly failed to detect a cascade of red flags.

To thwart a multifactor verification system, he once used a victim’s home phone to authorize transactions.

After the client died at age 98, the advisor allegedly moved on to bilk another elderly investor, authorities say.

After serving 18 months in jail, Craig Rothfeld knew “other people would need help too.”

Five years of alleged promises, checks that never arrived, and a mysterious employee named “Tryg Nederloe” add up to a bizarre saga with wide ramifications.

The major custodian lost its second arbitration case — with even more filings likely — over the services it provided to a brokerage later proved to be engaged in massive fraud.

The former investment advisor, convicted of running one of the biggest Ponzi schemes ever, says he suffers from terminal kidney failure and other ailments.

Edward E. Matthes allegedly renovated his home, paid child support and bought luxury items with client money.