Wirehouses

The U.S. Private Equity Access Fund Platform includes 33 offerings and more than 7,000 domestic and international investors.

The impact of a possible stock market decline, benefits of firm size and the breakaway phenomenon were debated at the Deals & Deal Makers conference.

The advisors joined existing practices within the bank's independent broker-dealer arm.

A different regulatory landscape is encouraging brokers to reconsider their options.

Thomas Fickinger managed over 1,350 advisors generating $1.5 billion in revenue in 2016.

The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.

“We’ve been very focused on opening every drawer and turning over every rock in the company,” CEO Tim Sloan said.

The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.

Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.

The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.