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Advisors on the move
Advisors on the Move: Wirehouses lose 18 teams with nearly $10B
Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
Voices
What wirehouse advisors must know before going indie
Bob Veres
Columnist
The Broker Protocol is just the first step. Those entering the fiduciary world still have to proceed with caution.
Breakneck pace for breakaways in first quarter
HighTower and Dynasty added big platform clients as wirehouse brokers continued to flee.
LPL to lay off 112 nationwide in reorganization
The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
Ex-Union Bank duo with $480M in combined AUM goes indie
The team has formed Samara Capital and joined platform tru Independence.
Bronfman flexes its muscles as major RIA buyer
The well-funded firm is focusing on the East Coast and Midwest, snapping up TriCapital Advisors in its latest deal.
Cetera Advisor Networks’ president, who served during rocky stretch, to exit
Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.
Ron Carson follows friend and former colleague Robert Moore to Cetera
Once a top-producing planner at LPL, Carson now possesses a direct line to the CEO.
Focus Financial begins new year with $1.3B pick-up
The RIA aggregator added its 43rd partner.
Mega breakaways: Largest teams to go indie in 2016
The biggest advisers to go it alone this year managed over $13 billion in client assets.
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