AI & Compliance: Navigating the New Frontier

AI can transform how your firm operates, engages clients, and delivers advice—but all of that progress can unravel if you aren't compliant. This session will demystify what's allowed (and what isn't) when it comes to using AI in a regulated wealth management environment. 

Our expert panel will share what they know on how to implement and adopt AI tools all while maintaining a compliant, client-first culture.