Join us for this one-hour educational webinar that is a must for any financial advisor considering a move to a new broker-dealer. Not sure if the grass is really greener? Explore your options with confidence after our education‑driven session, applying proven strategies that have helped thousands of advisors to transition seamlessly to a satisfying new home.
In this session, you'll learn:
- What matters most when evaluating a broker-dealer
- Key questions advisors often forget to ask
- Comparing advisor experiences—not marketing
- How TA packages are structured and why
- Avoidable friction points and real-world timelines
- Transition support "musts" you have a right to expect
Chris Sorsoleil, Managing Director of Enterprise Recruiting and Operations at Cetera Financial Group, will lead the discussion based on his two decades helping independent advisors evaluate transition opportunities against their goals of long-term business growth. He will be joined by a guest advisor who will share his practitioner's perspective on smart transition and onboarding strategies that reduce stress for advisors and clients, while minimizing practice disruption.
Cetera Financial Group (Cetera) is a network of independent retail firms, including those that are members of FINRA/SIPC: Cetera Advisors LLC; Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks); Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers LLC. Cetera's principal office is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Avantax Planning Partners, Inc. is an SEC registered investment adviser within the Aretec Group, Inc. (dba Cetera Holdings, an affiliate of Cetera). All the referenced entities are under common ownership. Cetera named entities are not affiliated with any other named entity.
For financial professional use only. Advisors affiliated with Cetera are either registered representatives offering only brokerage services or are investment adviser representatives who can also offer advisory services.