Veronica Ni
Intern with SourceMedia's Investment Advisor Group.
Intern with SourceMedia's Investment Advisor Group.
Several wirehouse recruits and an independent team moved to the regional firm.
The elite Bank of America unit gave one of its division heads a second region to oversee.
The recruit will serve as a branch director for six offices.
Raymond James, Stifel, Baird and a dozen other "Main Street" firms are behind the newly created American Securities Association.
A former professional football player and his brother made the move between the two regional B-Ds.
Two recruits from Raymond James and Merrill Lynch made the move.
The firm hired more than a dozen recruits, mostly from wirehouses.
Two veteran wirehouse advisors joined the independent firm Stratos Wealth Partners, an independent firm affiliated with LPL.
The group, Hoyt, Lewis, traces its roots to Waddell & Reed before joining LPL.
A recruit with more than 30 years experience moves his independent practice to Wells Fargo.