Updated Wednesday, April 23, 2014 as of 10:49 AM ET
Fee Revenues

Rank Company From Reps ($000) From Firm ($000) From Outside ($000) % of Fee-Based Business Fee Assets ($000) % Reps on Platform
2 Ameriprise Financial 1,048,668 -- 277,644 65.1 -- 100
1 LPL Financial 998,900 -- 55,400 37.4 67
4 Commonwealth Financial Network 320,325 23,459 30,405 58.1 33,400,000 92
3 Raymond James Financial Services 297,751 103,203 45,567 43.7 59,990,161 90
6 Wells Fargo Advisors Financial Network 183,757 36,229 48,716 56.8 24,900,000 96
9 Cambridge Investment Research 161,476 20,761 48,443 55.4 25,400,000 90
7 Northwestern Mutual 155,900 79,941 1,065 49.7 25,943,085 41
11 Royal Alliance Associates 107,316 -- 53,521 43.8 18,023,633 66
25 H.D. Vest Investment ServicesSM 82,210 -- 4,805 54.4 6,757,276 --
10 Securities America 73,000 80,900 42.2 14,561,563 91
24 First Allied Securities 68,072 -- -- 33.3 6,266,941 35
18 FSC Securities 68,027 -- 19,749 35.7 10,910,877 90
15 ING Financial Partners 56,157 -- 10,863 20.8 5,179,510 62
14 NFP Advisor Services Group (& Affiliates) 48,165 5,701 39,534 27.9 10,766,628 70
23 SagePoint Financial 42,193 -- 22,616 30.3 6,775,439 59
17 Securian Financial Services 37,097 -- 14,054 18.9 -- --
12 National Planning 34,489 -- 53,309 26.0 9,483,997 70
22 Princor Financial Services 29,216 -- 1,703 12.8 2,897,480 45
48 United Planners Financial Services 27,935 -- -- 39.4 3,598,252 90
30 American Portfolios Financial Services 26,692 -- 12,133 29.8 3,480,945 70
37 Securities Service Network 25,092 7,852 36.9 6,199,371 82
8 MetLife Securities 24,621 20,253 7,318 10.3 5,219,255 --
28 Cadaret Grant 21,996 398 5,987 21.5 2,821,305 69
50 KMS Financial Services 20,249 7,917 42.2 3,439,495 90
35 VSR Financial Services 20,046 -- 16,634 35.2 3,792,423 89
36 CFG/H. Beck 19,917 -- -- 19.4 1,366,848 53
46 Geneos Wealth Management 19,711 -- 25,084 60.2 4,500,000 99
20 Invest Financial 19,011 -- 24,715 18.7 4,538,414 74
29 Ameritas Investment 16,592 -- 9,745 21.4 3,081,497 52
33 NEXT Financial Group 16,551 15,278 26.8 3,248,815 77
21 Woodbury Financial 15,539 -- 12,832 11.5 3,273,137 49
26 SII Investments 14,695 -- 26,085 24.4 4,326,505 73
47 Summit Brokerage Services 14,000 -- -- 20.8 1,550,000 93
42 Williams Financial Group 13,200 7,000 27.2 1,655,000 75
43 Sigma Financial 12,397 -- 7,982 27.7 1,908,299 72
39 Independent Financial Group 12,202 -- 10,659 27.3 2,286,107 34
57 The Investment Center 12,199 -- 4,066 34.9 1,400,000 65
13 Waddell & Reed Financial 12,124 103,716 39.6 10,135,411 88
41 Investors Capital 11,223 1,324 1,810 17.3 1,500,000 75
38 Investment Centers of America 10,084 -- 5,527 17.9 1,769,510 85
40 Investacorp 8,681 4,462 2,360 18.8 1,498,038 48
58 Kovack Securities 8,244 916 4,580 32.0 13,739 52
34 ProEquities 7,262 2,566 8,373 17.3 2,075,000 61
32 Centaurus Financial 6,544 9,825 13.3 1,945,031 55
53 J.W. Cole Financial 5,927 -- 3,545 18.0 997,546 68
31 M Holdings Securities 5,235 993 2,591 6.8 983,576 --
27 Park Avenue Securities 5,070 5,698 26,064 25.1 4,565,468 65
60 Crown Capital Securities, L.P. 4,166 -- 3,913 21.4 806,853 75
45 Questar Capital 3,800 1,400 2,300 10.4 -- 57
66 LaSalle St. Securities 3,487 697 465 18.2 575,226 97
52 Berthel Fisher & Company Financial Services 3,250 -- 4,875 16.5 1,000,000 65
44 J.P. Turner 2,908 1,497 6.7 312,000 35
63 The Strategic Financial Alliance 2,309 10,267 39.4 1,218,042 86
65 Harbour Investments 2,100 1,600 1,500 18.4 910,000 51
70 Broker Dealer Financial Services Corp. 1,675 450 14.6 249,833 43
55 PlanMember Securities 770 24,249 4,400 59.8 2,600,000 100
61 Sterne Agee Financial Services 622 3,622 1,001 13.4 5,100 75
5 AXA Advisors 95,900 15.6 9,700,000 57
73 Prospera Financial Services -- -- -- 0.0 -- 95
72 Cetera Financial Specialists -- -- -- 0.0 -- 60
71 CUSO Financial Ser -- -- -- 0.0 -- --
56 Transamerica Financial Advisors -- -- -- 0.0 6,183,141 --
74 Capital Investment -- -- -- 0.0 617,942 30
75 Larson Financial Securities -- -- -- 0.0 -- --
78 WRP Investments -- -- -- 0.0 -- --
77 Lincoln Investment -- -- -- 0.0 -- --
76 Founders Financial Securities -- -- -- 0.0 -- 93
69 Cetera Advisors -- -- -- 0.0 -- 43
68 Allstate Financial Services -- -- -- 0.0 -- --
62 Cetera Advisor Networks -- -- -- 0.0 -- 51
16 MML Investors Services -- -- 66,781 21.5 11,135,623 58
51 O.N. Equity Sales -- -- 4,133 7.2 400,878 --
49 National Securities -- -- -- 0.0 -- --
64 Cetera Financial Institutions -- -- -- 0.0 -- 23
67 Triad Advisors -- -- -- 0.0 -- 86
54 CUNA Brokerage Services -- -- -- 0.0 -- 85
19 Signator Investors -- -- 31,557 12.2 -- 37
59 Sammons Securities -- -- -- 0.0 -- --
-- Does not apply
Lists
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