Fee Revenues

Rank Company From Reps ($000) From Firm ($000) From Outside ($000) % of Fee-Based Business Fee Assets ($000) % Reps on Platform
1 LPL Financial 1,123,100 -- 55,900 32.9 151,600,000 69
2 Raymond James Financial Services 358,961 154,546 23,196 38.0 75,613,000 92
3 Commonwealth Financial Network 377,492 29,575 33,315 51.6 40,797,000 93
6 Northwestern Mutual 191,330 113,526 1,560 41.5 34,213,152 48
4 Wells Fargo Advisors Financial Network 219,440 42,864 32,900 49.8 32,000,000 94
7 Cambridge Investment Research 190,770 27,769 59,147 45.0 31,905,000 90
9 Royal Alliance Associates 134,678 -- 36,161 39.6 19,887,554 34
59 Cetera Advisor Networks -- -- -- 34.8 19,001,464 48
8 Securities America 93,604 98,300 37.1 18,680,171 91
42 Triad Advisors 28,800 -- -- 36.8 15,729,722 80
5 AXA Advisors -- -- 115,500 14.9 14,865,000 --
13 Waddell & Reed Financial Advisors 16,855 136,623 -- 34.7 14,414,503 88
14 NFP Advisor Services 50,178 5,763 52,151 28.9 12,696,542 68
15 MML Investors Services -- -- 71,873 20.1 12,072,187 54
17 FSC Securities 74,396 -- 19,536 34.4 11,636,187 51
12 National Planning 41,225 -- 52,837 25.0 9,153,494 69
25 Lincoln Investment Planning 31,477 44,051 10,095 30.3 8,747,445 85
24 HD Vest Investment Services 88,017 7,109 4,959 35.7 8,360,445 95
11 ING Financial Partners 66,860 13,070 17.9 8,305,088 63
18 SagePoint Financial 68,648 -- 7,486 25.8 7,993,059 36
20 First Allied Securities 74,447 27.7 7,872,302 64
32 Transamerica Financial Advisors 25,300 7,446 23,761 18.5 7,209,474 0
37 Securities Service Network 30,557 10,649 32.0 6,474,992 85
64 Cetera Advisors -- -- -- 30.6 6,414,258 46
21 Signator Investors 39,740 12.1 6,410,003 40
27 Park Avenue Securities 5,185 6,121 36,833 23.9 5,670,185 --
41 Geneos Wealth Management 41,816 -- 14,285 43.1 5,625,000 90
16 Invest Financial 23,078 -- 30,414 17.4 5,520,198 74
33 NEXT Financial Group 17,469 18,134 25.9 5,174,835 79
26 SII Investments 18,301 -- 27,377 23.8 5,061,896 75
68 Cetera Financial Specialists -- -- -- 39.0 4,874,346 70
54 KMS Financial Services 23,976 8,498 39.8 4,609,120 90
22 VSR Financial Service 25,608 -- 18,242 36.4 4,189,082 82
23 Woodbury Financial Services 17,264 -- 14,930 13.2 4,127,327 63
29 American Portfolios Financial Services 33,178 15,759 25.6 4,104,185 77
31 M Holdings Securities -- -- -- 6.6 3,835,667 44
35 Ameritas Investment 20,600 -- 11,000 19.7 3,800,000 54
28 Cadaret, Grant 27,527 201 7,944 20.5 3,412,892 69
19 Princor Financial Services 35,082 -- 2,585 11.1 3,316,832 44
53 PlanMember Securities 1,008 29,776 3,083 51.9 3,100,000 100
43 Independent Financial Group 11,257 1,950 9,194 9.0 2,739,764 76
46 Sigma Financial 15,652 9,848 24.9 2,602,325 --
39 Investment Centers of America 13,586 6,929 15.4 2,469,837 82
40 ProEquities 6,803 3,252 9,873 17.1 2,297,734 61
34 Centaurus Financial 7,605 12,185 13.5 2,262,071 60
36 H. Beck 1,964 412 20,205 17.2 2,258,087 --
30 CUNA Brokerage Services 14,200 9.2 2,149,000 93
45 Investacorp 9,253 5,902 2,485 18.7 1,759,579 55
47 Summit Brokerage Services 16,700 -- -- 17.1 1,700,000 93
44 Investors Capital 12,422 1,248 2,356 17.9 1,582,472 79
61 Cetera Financial Institutions -- -- -- 5.0 1,487,659 24
60 Investment Center 12,537 3,588 31.8 1,400,000 67
52 J.W. Cole Financial 7,775 4,491 16.5 1,396,318 55
62 Harbour Investments 2,635 2,150 2,500 14.8 1,153,000 55
51 Berthel Fisher Financial Services 3,538 5,307 14.2 1,147,000 65
55 Kovack Securities 6,526 6,792 29.9 1,016,914 58
58 Crown Capital Securities 5,485 -- 4,396 21.5 947,720 75
56 Girard Securities 7,769 3,511 22.9 881,584 38
63 Questar Capital -- -- -- 9.4 872,000 --
50 O.N.Equity Sales 5,778 -- 5,778 6.9 695,513 28
65 LaSalle St. Securities -- -- -- 13.8 675,000 50
67 Founders Financial Securities 2,300 5,500 50 75.2 540,000 95
69 Securities Management & Research 39 154 1.2 10,250 18
48 Allstate Financial Services 0.0 0
71 Sammons Securities -- -- -- 18.4 -- --
72 Larson Financial Securities -- -- -- 35.9 -- --
73 Sterne Agee Financial Services -- -- -- 11.4 -- --
70 Prospera Financial Services -- -- -- 22.0 -- --
38 Securian Financial Services 53,309 -- 16,534 18.2 -- 82
66 CUSO Financial Services & Sorrento Pacific Financial Services -- -- -- 5.9 -- 28
57 Broker Dealer Financial Services -- -- -- 12.8 -- --
49 J.P. Turner -- -- -- 15.6 -- --
10 Ameriprise Financial -- -- -- 47.2 -- --
-- Does not apply
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