Updated Thursday, July 31, 2014 as of 9:27 AM ET
FINRA has a huge list of arbitration claims related to closed-end Puerto Rico bond funds on its plate as investors seek damages for what they claim was misleading advice. The claims were mostly filed against UBS Financial Services of Puerto Rico but also include Merrill Lynch, Banco Popular, Santander Securities, and Oriental Financial Services.
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New rules will require institutional prime funds to allow NAV to float to market value. more »
U.S. investors are used to treating money-market mutual funds as the equivalent of a checking account. That is about to change for the riskiest of the funds. more »
Index mutual fund assets are at new heights but the pressure to keep costs down deters new entrants, says a Lipper analyst.. more »
With $7.86 billion in assets, PIMCO has the largest share of the active ETF market. While these products are gaining ground, they still make up just a small fraction of the total ETF market and PIMCO has yet to break into the top 10 providers overall. more »
While there has been rapid growth in U.S. ETFs over the last few years, there has been almost exponential growth of these products worldwide. more »
U.S equity fund assets are near record levels, but in a reversal of last year’s trend, investors are putting more money into bond funds than U.S. stock funds. more »
Puerto Rico Gov. Alejandro Garcia Padilla came out swinging with a defense of his economic and fiscal programs after Moody's Investors Service lowered the island's credit ratings farther into junk territory. more »
Amid an outreach overhaul, the agency's Division of Investment Management says it wants asset managers to give advisors and investors a 'clear and concise' picture of their investment strategies. more »
Are mutual funds hurting your clients' portfolios at tax time? more »
Many investors just guessing; Same-sex families lag in savings; Growth investments for retirees more »
Kathleen Tarr says AT&T Inc. employees looked to her as “their de facto 401(k) expert.” Visiting their homes and offices, she advised them on their retirement plans as they called up balances on computer screens. more »
In grading investment performance, it turns out that consistency is even more important than asset allocation. more »
Financial advisor use and recommendation of ETFs is continuing to grow, outpacing all other investment vehicles surveyed by the FPA's Journal of Financial Planning and the FPA Research and Practice Institute. more »
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