Updated Saturday, August 2, 2014 as of 12:29 AM ET
Raymond James Reels in $1.9M UBS Team
Raymond James & Associates has pulled in two advisors from UBS, where the duo generated annual fees and commissions of about $1.9 million.
Matthew Rogers and Mark Christopher Norton signed on with the regional broker-dealer at its Portland, Maine-based offices. The team operates as Rogers Norton Wealth Management Group of Raymond James. Also joining the team from UBS is Adele Jacque, senior registered sales associate.   more »
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Focus Financial Partners named Dan Sontag, a former president of Merrill Lynch's global wealth management unit, to its board of directors. more »
Wunderlich Securities picked up an advisor with $70 million in client assets from Raymond James & Associates. more »
It's a busy recruiting season for Wells Fargo, which announced that it has added four wirehouse advisors managing about $450 million in assets. more »
Entrepreneurial advisors are leaving the wirehouses and constructing new business models the industry hasn't seen. But before joining these trailblazers, other advisors should think about what it is they want to change. more »
After leaving LPL for NFP, Washington Wealth brings its breakaway advisor total to seven for the year thus far. more »
As the firm pursues growth, Raymond James executives are striving to maintain its intimate feel and regional firm culture. more »
Baird has appointed a director for its Houston market and has picked up another advisor with $350 million in client assets. more »
The wirehouse aims to appeal to the next generation of advisors with its new Team Financial Advisor training program. more »
A veteran advisor has left Morgan Stanley for a Chicago-based boutique investment firm where he will oversee $300 million in client assets. more »
Securities America will acquire assets of a Missouri-based full-service broker-dealer with 368 advisors and $2.4 billion in client assets. more »
Two financial advisors have left Wells Fargo to join Raymond James Financial Services, the regional's independent broker/dealer. more »
Despite their smaller size, these boutique IBDs outperform on several desirable metrics. more »
J.P. Morgan enticed advisors from competitors, including Morgan Stanley, Merrill Lynch and Wells Fargo, in a half dozen markets to fuel its nationwide expansion of wealth management. more »
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