Big LPL Firm Out to Pluck Wirehouse Advisors
Independent Financial Partners, an LPL firm, tapped a financial services veteran to recruit advisors from the wirehouse channel.
More in Recruiting
Janney Montgomery Scott replaces wealth management products chief David Penn, as he steps down to become a financial advisor. more »
A Merrill Lynch advisor managing $230 million in assets has left the wirehouse to join RBC Wealth Management. more »
Wirehouse advisors managing more than $1.1 billion in assets have moved over to Wells Fargo. more »
John Taft, head of RBC wealth management in the U.S., weighs in on extending fiduciary responsibility to broker-dealers, saying any extension must account for the distinct business practices of the sector. more »
In a two-week period, Ameriprise has recruited five advisors managing more than $600 million. more »
Deutsche Asset & Wealth Management recruited a private banker and managing director from J.P. Morgan to open a new office in Dallas. more »
Baird picked up a branch manager from Wells Fargo and a regional advisor managing about $150 million in assets. more »
Morgan Stanley landed an advisor team managing $1.1 billion in assets. more »
Regional broker-dealer Janney Montgomery Scott recruited an advisor who managed $115 million in assets and generated about $1.3 million in annual revenue. more »
HighTower recruited a Merrill Lynch advisor team managing $440 million in assets. more »
A former Stifel advisor joins Janney Montgomery Scott's private client group. more »
Scarlett (Yuanyuan) Che, Rianka Dorsainvil and Phuong Luong will be honored for "working to encourage diversity in the financial planning profession and the population served." more »
A Wells Fargo advisor managing $115 million in assets has left the wirehouse for Raymond James & Associates. more »
The August Issue is now online!


Industry Events

September 17, 2014 |

September 17, 2014 | Chicago, IL

September 20, 2014 |

September 28, 2014 |

October 7, 2014 |

Already a subscriber? Log in here