Planning an Acquisition? Avoid These Missteps
What questions are advisors not asking when buying a firm?
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The SEC is cracking down on advisors. Here are a few things advisors must know how to answer when examiners come calling. more »
Independent firm Snowden Lane Partners recruited another wirehouse advisor team, this time from Merrill Lynch. more »
A Wells Fargo advisor team that managed $200 million in assets has left to join Steward Partners, an independent firm founded a year ago by former wirehouse managers. more »
Do the instruments make sense in an low-rate environment? And if so, should you build them in-house? Get tips from fixed-income experts. more »
Caleb Brown and Michael Kitces, founders of New Planner Recruiting, have launched of a new website that focuses exclusively on job opportunities with independent financial planning firms. more »
Advisors spend plenty of time focusing on their clients' long-term plans, but what about the future of their firms? Here are five strategies, common among top firms, that advisors can institute to expand their practices. more »
Looking at the range of services received by clients in all advisory channels, traditional wirehouses take the lead in catering to high-end client needs, according to research from Cerulli Associates. more »
Agency secures $4 billion in penalties; expert says: “make sure that you have a robust and dynamic compliance program.” more »
Aequitas Capital is hoping to woo advisors with an unusual but potentially potent pitch: its expertise in alternative investments. more »
From stolen cell phones to email scammers and hackers, advisors face numerous threats to the security of sensitive client data. Here are a few simple ways advisors can avoid getting hacked. more »
CFP Board drops investigation into activist planner after he drops CFP certification. more »
The list includes 20 CFPs with bankruptcies dating back to March 2009; none are subject to disciplinary action. more »
Personal Capital's business model is rooted in technology -- but with live advisors and higher fees, the firm wants to duck the "robo" label. more »
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