Updated Thursday, July 31, 2014 as of 1:24 AM ET
Industry - Clearinghouses/ Custodians
Raising the CFP Profile: CEO Kevin Keller Discusses Enforcement
by: Kenneth Corbin
Saturday, December 1, 2012
Partner Insights

I think it has made us more credible. And I think it is the future. I would suggest that the Dodd-Frank bill, which gives the SEC permissive authority to enforce a fiduciary standard for broker-dealers, came to many of the same conclusions that we did when we imposed it three years earlier.

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