Updated Wednesday, July 30, 2014 as of 7:18 PM ET
- Wirehouses
Panel Rejects Morgan Stanley’s Claim Against Former Broker
On Wall Street
Wednesday, March 20, 2013
Partner Insights

A Financial Industry Regulatory Authority arbitration panel has shot down requests for compensatory damages from both Morgan Stanley and one of its former brokers following a dispute tied to an alleged breach of promissory note agreements.

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