Email This Article

Once High-Flying Advisor Faces SEC Lawsuit

Ann Marsh

Wealth manager Peter J. Eichler Jr., once had more than $10 billion in assets under management. Following his RIA’s bankruptcy filing in November, however, the SEC has filed a lawsuit against Eichler and Aletheia Research and Management for alleged securities fraud and for allegedly violating fiduciary duties to clients and to the funds Aletheia managed.

Login for Registered Users:

Log in below to email an article:

The October Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

October 27, 2014 | The Mandarin Oriental, Boston

November 4, 2014 |

December 2, 2014 |

January 19, 2015 |

January 26, 2015 |

Already a subscriber? Log in here