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Once High-Flying Advisor Faces SEC Lawsuit

Ann Marsh

Wealth manager Peter J. Eichler Jr., once had more than $10 billion in assets under management. Following his RIAís bankruptcy filing in November, however, the SEC has filed a lawsuit against Eichler and Aletheia Research and Management for alleged securities fraud and for allegedly violating fiduciary duties to clients and to the funds Aletheia managed.

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