Updated Thursday, July 10, 2014 as of 5:39 AM ET
Practice - Regulatory/Compliance
Industry Weighs in On Bachus-McCarthy Proposal
Financial Planning
Wednesday, April 25, 2012
Partner Insights

When Finanical Services Committee Chairman Spencer Bachus and Rep. Carolyn McCarthy introduced legislation Wednesday to create a self-regulatory organization for investment advisors, it raised the stakes on the years-long debate over how advisors should be regulated. And perhaps more importantly, who should do the regulating.

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