EXECUTIVE KALEIDOSCOPE: SIFMA Brings in New Chair, Board Members

November 23, 2011, 9:41 a.m. EST 1 Min Read

The Securities Industry and Financial Markets Association has a new set of heads on its shoulders.

Jerry del Missier, co-chief executive of Barclays Capital, is the new chairman of the association, for the coming year.

The association also named David L. Brunner, Andrew S. Duff, Richard Payne Jr., Karen B. Peetz, G. Donald Steel and Bryan T. Weadock to its board.

Plus, moves that mattered the week ending November 23, 2011, at Raymond James, Omgeo and elsewhere, in this week’s Executive Kaleidoscope slideshow gallery.

-- This article first appeared on Securities Technology Monitor.

MORE FROM FINANCIAL PLANNING

Wealth management

Merrill leaps back into recruiting with $3.5B team from JPMorgan

An industry recruiter said the Bank of America subsidiary has become almost "unhinged" with the amount of money it's willing to offer advisors it's recruiting.

By Dan Shaw

April 19
Tax

New CPA exam section on financial planning links tax and wealth

After a decade-long effort by holders of the personal financial specialist credential, aspiring candidates can be tested on investments, retirement plans and other areas.

By Tobias Salinger

April 19
Industry News

Goldman Sachs, Morgan Stanley, Citigroup: How they're deploying tech and what it costs

During first-quarter earnings calls, top executives of mega firms like Goldman Sachs, Morgan Stanley and Citigroup talked about how they're testing AI and high-tech tools.

By Rachel Witkowski

April 18
Tax

Fighting stubborn racial disparities in homeowner tax subsidies

Experts from the Fed, Intuit and the Urban-Brookings Tax Policy Center explored ideas for more effective ways to advance the goals of the mortgage interest deduction.

By Tobias Salinger

April 18
Retirement

1 in 4 couples disagree over retirement spending priorities

Romantic partners usually agree on their broad retirement goals, a new Ameriprise study shows. But the consensus breaks down over smaller questions.

By Nathan Place

April 18
Earnings

Citizens reports fast progress in building its private bank

The Providence, Rhode Island, company is having discussions with private wealth management teams elsewhere as it seeks to expand its fledgling private bank. In just three months, private banking deposits doubled to $2.4 billion.

By Allissa Kline

April 17