Updated Monday, July 28, 2014 as of 8:35 PM ET
Practice - Regulatory/Compliance
Transamerica Reimburses 2,300+ Accounts in SEC Deal on Overcharging
Thursday, April 3, 2014
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One of the nation's largest independent broker-dealers says it has reimbursed more than 2,300 accounts in a settlement with the SEC after being charged by the regulator with improperly calculating advisory fees and overcharging clients.

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