by: Ann Marsh
August 22, 2014
As his private equity owners start to look toward an exit, the founder seeks to bring in new management to position the firm for growth.
While an advisor's job is to protect and hopefully grow client assets, liability insurance is an...  more »
A majority of Cicily Maton's clients come to her when a pile of money falls into their laps. But...  more »
Michelle Smith explains the advantage of specializing in divorce planning.  more »
Investors have returned to equity funds now that the financial meltdown is a distant memory.  more »
Partner Insights
Broker Dealer Data
Rank 1
Prev. Rank
Company
Total Revenues $000s
% Change
Commission Rev.
1
--
3,338,449
14.4
1,637,471
2
--
2,876,519
14.8
1,335,713
3
--
Raymond James Financial Services
1,178,065
15.2
553,134
4
--
646,466
11.5
235,126
Company
Mutual Funds %
Stocks %
Bonds %
Annuities %
Insurance %
Allstate Financial Services, LLC
45 to 81%
60%
60%
45 to 81%
45 to 81%
American Portfolios Fin. Services
90
90
90
90
90
Ameriprise Financial Services
72-95
72-95
72-95
72-95
72-95
Ameritas Investment Corp.
50-90%
50-90%
50-90%
50-90%
50-90%
Rank 3
Company
Total Reps
Producing Reps $000s
Series 6 Reps
Series 7 Reps
1
LPL Financial, LLC
12,847
12,847
1,101
11,746
2
Ameriprise Financial Services
7,498
7,498
--
7,498
3
Raymond James Financial Services
4,670
3,193
--
4,670
4
Commonwealth Financial Network
1,791
1,414
195
1,596
Rank
Company
Total Payout $000
% Change
Average Payout $000
% Change
1
LPL Financial, LLC
2,304,663
4.1
179
(3.4)
2
Ameriprise Financial Services
1,792,818
18.8
239
18.6
3
Raymond James Financial Services
826,692
14.6
259
16.1
4
Commonwealth Financial Network
492,529
11.9
348
7.5
Rank
Prev. Rank
Company
Full-Time Staff
Licensed Professionals
Registered Offices
1
--
Ameriprise Financial Services
2,800
--
--
2
--
LPL Financial, LLC
2,552
852
6,593
3
--
Raymond James Financial Services
2,495
--
1,953
4
--
Waddell & Reed
905
25
419
The Women Advisors Forum series continues to help fuel women advisors’ ambitions and provide them the tools, resources and connections needed to be successful in this evolving industry. With outstanding experts, dynamic speakers and top producers, these forums are at the forefront of the industry.
The August Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

September 9, 2014 |

September 17, 2014 |

September 17, 2014 | Chicago, IL

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here