Clearing firm National Financial, Pershing
2011 total revenue rank 75
CUSO Financial services
10455 Sorrento Valley Rd., #210
San Diego, CA 92121
Phone 858-530-4480
Website cusonet.com
Year founded 1996
CEO/president Valorie Seyfert
Recruiting executive Janine Holmes
Clearing firm Pershing
2011 total revenue rank 41
EAGLE ONE INVESTMENTS
PO Box 886
Washington, IA 52353
Phone (319) 653-9001
Website joineagleone.com
Year founded 1998
CEO/president Dave Paulson
Recruiting executive Brent Krumboltz
Clearing firm Mesirow Financial
2011 total revenue rank 82
EQUITY SERVICES
National Life Drive
Montpelier, VT 05604
Phone 800-344-7437
Website www.equity-services.com
Year founded 1968
CEO/president Lance Reihl
Clearing firm National Financial
Parent co. National Life
2011 total revenue rank 67
FINANCIAL NETWORK INVESTMENT
200 N. Sepulveda Blvd., Ste. 1300
El Segundo, CA 90245
Phone 800-879-8100
Website financialnetwork.com
Year founded 1983
CEO/president Jack R. Handy Jr.
Recruiting executive Cheryl Chiara
Clearing firm Pershing
Parent co. Cetera Financial
2011 total revenue rank 13
FIRST ALLIED SECURITIES
655 W. Broadway, 12th Fl.
San Diego, CA 92101
Phone 619-702-9600
Website joinfasi.com
Year founded 1994
CEO/president Adam Antoniades
Recruiting executive Matthew Bassuk
Clearing firm Pershing
2011 total revenue rank 22
FOUNDERS FINANCIAL SECURITIES
1020 Cromwell Bridge Rd.
Towson, MD 21286
Phone 410-308-9988
Website www.foundersfinancial.com
Year founded 2006
CEO/president Bradley M. Shepherd
Parent co. Founders Financial
2011 total revenue rank 80
FSC SECURITIES
2300 Windy Ridge Parkway, Ste. 1100
Atlanta, GA 30339
Phone 800-547-2382
Website www.joinfsc.com
Year founded 1958
CEO/president Larry Roth
Recruiting executive Josh Hayes
Clearing firm National Financial, Pershing
Parent co. SunAmerica Financial
2011 total revenue rank 21
GBS FINANCIAL
558 B St., #200
Santa Rosa, CA 95401
Phone 707-568-2400
Website www.gbsfinancial.com
Year founded 1985
CEO/president Donald P. Gloisten
Recruiting executive Gerard P. Gloisten
Clearing firm Wedbush Morgan
2011 total revenue rank 83
geneos wealth management
9055 E. Mineral Circle, Ste. 200
Centennial, CO 80112
Phone 303-785-8470
Website www.geneoswealth.com
Year founded 2002
CEO/president Russell Diachok
Recruiting executive Ryan Diachok
Clearing firm National Financial, Pershing
2011 total revenue rank 52
GENWORTH FINANCIAL SECURITIES
200 N. Martingale Rd.
Schaumburg, IL 60173
Phone 888-528-2987
Website genworthfinancialsecurities.com
Year founded 1981
CEO/president Enrique M. Vasquez
Recruiting executive Michael Abramowicz
Clearing firm Pershing
Parent co. Genworth Financial
2011 total revenue rank 39
harbour investments
575 D'Onofrio Dr., Ste. 300
Madison, WI 53719
Phone 608-662-6100
Website www.harbourinv.com
Year founded 1987
CEO/president Nick W. Sondel
Recruiting executive Carina Saunders
Clearing firm Pershing, Wedbush Morgan
2011 total revenue rank 77
H.D. VEST FINANCIAL SERVICES
6333 N. State Highway 161, 4th Fl.
Irving, TX 75038
Phone 972-870-6000
Website hdvest.com
Year founded 1983
CEO/president Roger Ochs
Recruiting executive Sean Kelleher
Clearing firm First Clearing
Parent co. Wells Fargo & Co.
2011 total revenue rank 19
HORNER TOWNSEND & KENT
Phone 800-225-7637
Website www.htk.com
CEO/president Michelle Barry
Recruiting executive Phil D'Ambrisi
Clearing firm Pershing
Parent co. Penn Mutual Life Insurance
2011 total revenue rank 70
INDEPENDENT FINANCIAL
12636 High Bluff Dr., Ste. 100
San Diego, CA 92130
Phone 800-269-1903
Website www.ifgsd.com
