Email This Article

FINRA Fines Barclays Capital, Goldman Sachs and Merrill Lynch $1M Each

Maddy Perkins

FINRA slapped the investment banks with $1 million each in fines for submitting incorrect data on trade-related transactions.

Login for Registered Users:

Log in below to email an article:

35 Great Schools for Financial Planning
The December Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

January 19, 2015 |

January 26, 2015 |

February 11, 2015 |

March 4, 2015 |

April 26, 2015 |

Already a subscriber? Log in here