Updated Tuesday, July 22, 2014 as of 7:25 AM ET
Practice - Regulatory/Compliance
FINRA Vows Tougher Oversight, Drops CARDS Data Submission Requirement
Monday, May 19, 2014
Partner Insights

WASHINGTON -- The years following the 2008 financial meltdown, the Bernie Madoff scandal and the flash crash have taken their toll on investor confidence, and FINRA is pledging to redouble its efforts to restore faith in the markets through a more vigorous examination and enforcement regime. 

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