Updated Friday, August 1, 2014 as of 3:49 AM ET
Practice - Retirement Planning
Senior Exec Exits LPL; Firm Cites 'Concerns' Over Interactions With Employees
Financial Planning
Friday, April 4, 2014
Partner Insights

LPL Financial's popular head of independent advisor services, Derek Bruton, is resigning "in light of the company’s concerns about Mr. Bruton's interactions with other employees," the country’s largest independent broker-dealer said Friday evening in a filing with the SEC.

Get access to this article and thousands more...

All Financial Planning articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, blog discussions, the iPad App, CE Exams, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our daily or weekly e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and growth strategies.

Already Registered?

2014 Summer Reading List for Advisors

Current Issue

The July Issue is now online!


Industry Events

August 10, 2014 |

September 9, 2014 |

September 17, 2014 |

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here