Practice

Jenny Souza, Jen Abboud-Smith and Liz Nesvold respectively took over newly created roles and the CEO post at a major investor in the industry.

Investors argues in suit that Jamie Dimon and other executives risked the bank's reputation in their dealings with the disgraced financier.

Hip-hop icons and industry thought leaders will once again collide in California during the West Coast wealth management festival.

Representatives of the industry argue the changes would fall particularly hard on planners who are authorized to make trades on behalf of clients.

The firm picked up net gains in its ranks of brokers after two years of declines — which also helped it add more than $32 billion in net new assets in the first quarter.

Riskalyze CEO Aaron Klein said rebranding the firm he co-founded in 2011 was like renaming a child, but necessary to reflect what the organization has become.

Planner Jennifer McCosley joined the RIA with about $28 billion in assets under advisement across 45 locations.

Unions aren't just good for workers. In some ways, they make ideal clients for financial advisors.

The Oracle of Omaha and his longtime friend and business partner Charlie Munger chided wealth managers at their annual event, but offered lessons in life and business.

Wealth advisors seeking the highest-earning clients should look to 30 key geographic areas, some of them not household names.