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  • LEADERS
  • Featured Research
  • Politics and policy
    RIAs, wirehouses expect sweeping regulatory changes in 2026

    Across the industry, financial advisors are anticipating a busy 2026. From consumer protection cuts to AI regulation, wealth management could look very different a year from now.

    By Elijah Nicholson-Messmer
    Former Data Reporter
    December 24
    Predictions chart.png
  • FACO
    Crypto caution: Advisors pulling back as bitcoin whipsaws

    The recent fall in the price of bitcoin and other cryptocurrencies is likely to blame, experts say, but don't expect that decrease to continue forever.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    December 19
    A logo sits on the windows of the offices of La Maison du Bitcoin bank in Paris, France.
  • FACO
    Exclusive research What assets are wealth managers picking up versus dumping?

    Findings from iterations of Financial Planning's Financial Advisory Confidence Outlook show which assets have stood the test of time.

    By Frank Gargano
    Data Reporter
    November 17
  • FACO
    Advisors say this is their toughest challenge. Here's how they're solving it

    One-third of financial advisors say balancing personalization with growth is the hardest trade-off for them to manage. Doing so successfully means making hard choices about what's most important for clients and the business.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    November 14
    hierarchy visualization
  • FACO
    Alarmingly few wealth firms have more than handshake succession deals

    Less than a third of firms have a formal, documented plan in place, according to this month's Financial Advisor Confidence Outlook survey. Experts say this is a dangerous state of affairs.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    November 13
    chart visualization
  • FACO
    Advisors steady clients as risk tolerance falls

    Political instability and other pressures are feeding some clients' portfolio fears, advisors say in this month's Financial Advisor Confidence Outlook.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    November 12
    chart visualization
  • Technology
    Six AI capabilities advisors say they need — but don't have

    A Financial Planning survey of 250 advisors reveals the top AI features they're still waiting for — from workflow automation to compliance support.

    By Elijah Nicholson-Messmer
    Former Data Reporter
    October 30
    Top view on messy office desk with laptop, coffee and post it no
  • Regulation and compliance
    Advisors love AI, but most are scared of the compliance risks

    The SEC hasn't put forward a new rule for advisors' use of AI since dropping a proposal earlier this year. Is the lack of regulation hindering innovation?

    Dan Shaw
    By Dan Shaw
    Reporter
    October 23
    AI Readiness Survey Q13.png
  • FACO
    As gold smashes records, more advisors adjust allocations

    As geopolitical and other uncertainty remains, gold is seen as a useful hedge. But experts warn gold's rise won't last forever.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    October 17
    gold bullion.jpg
  • Technology
    How Merrill, LPL push advisor education in AI adoption

    Wealth management firms are rapidly adopting artificial intelligence to grow their businesses and reduce time spent on administrative work. Amid the AI boom, firms say education has become their top priority.

    By Elijah Nicholson-Messmer
    Former Data Reporter
    October 9
    Robot Hand turns wooden cube and puts the letters AI (artificial intelligence) to the word training.
  • FACO
    As economic optimism hits 3-month high, shutdown worries loom

    In this month's Financial Advisor Confidence Outlook, advisors' feelings about the overall economy and practice performance were up. That optimism could be fleeting.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    October 7
    Democrats Speak To Reporters As Trump Pushes Limits On Unpaid Workers
  • FACO
    Half of advisors hold crypto; client exposure remains low

    For clients holding crypto, about half have experienced notable losses. But 70% have experienced notable gains, the latest Financial Advisor Confidence Outlook found.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    September 24
    “The logical step once the bitcoin futures market exists is to reevaluate whether it’s suitable to refile the ETF” listing request, said Gabor Gurbacs, director of digital- asset strategy at VanEck.
  • FACO
    Where advisors are changing allocations as rate cuts pick up steam

    Financial Planning's September Financial Advisor Confidence Outlook found that equities are growing hotter and cash is cooling off in client portfolios.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    September 22
    Cash-bloomberg.jpg
  • FACO
    Why advisors are cautiously optimistic about Fed rate cut

    Respondents in this month's Financial Advisor Confidence Outlook cheered the prospect of a Fed rate cut, but they didn't feel good about much else.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    September 19
    Federal Reserve
  • FACO
    Most advisors admit they don't fully understand — or manage — crypto

    Volatility, concerns over security and custody, and a lack of clear regulatory framework are the key barriers to adoption, according to Financial Planning's August Financial Advisor Confidence Outlook survey.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    August 20
    crypto.jpg
  • FACO
    As stock market flirts with record highs, why are advisors nervous?

    The so-called "Magnificent Seven" are doing well, but experts say that doesn't tell the story of the overall economy, which is struggling under the surface.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    August 18
    Stocks Rise As Jitters Over Tariff Threat Subside
  • FACO
    4 in 10 advisors worry that AI will replace them

    Half of polled advisors think AI will reduce the number of advisors needed in the market within the next five years, according to Financial Planning's July latest survey.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    July 10
    The digital advice space is expected to grow to $1 trillion by 2020, according to a report.
  • FACO
    Advisor confidence positive for the first time in six months

    Many advisors expressed optimism that tariff-induced volatility was calming, but others said they are concerned about the long-term effects of the so-called Big Beautiful Bill.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    July 8
    The White House signing ceremony for the OBBBA, July 4, 2025
  • FACO
    Advisors more comfortable using AI at home than work

    With concerns about compliance and client connections, some financial advisors find that double-checking AI can negate the time savings they're hoping for.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    June 9
  • FACO
    Advisor confidence rising, but still underwater overall

    By far the most significant factor behind the jump in this month's Financial Advisor Confidence Outlook (FACO) was the outlook for the overall economy.

    Rob Burgess - head shot.png
    By Rob Burgess
    Former reporter
    June 6
    Donald Trump
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The complete guide to starting an RIA

Financial Planning's "Starting an RIA" book contains 30 chapters that help financial advisors from the launch of a firm to successful exits.

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