Charles Paikert

Firms who "do nothing" will be in a "precarious position," advisors are warned at a Fidelity conference.

The fast-growing Mather Group has ambitious expansion plans.

Whether targeting baseball players or tech execs, some firms place their bets on a narrow client focus.

The $6B RIA bought a neighbor but also expanded its footprint.

The CEO of Bronfman Rothschild pins his hopes on a nonpartisan message.

Large teams formerly at wirehouses now account for 30% of new RIAs, according to new research by Schwab Advisor Services.

The platform outsourcer is now appealing to a new market.

NAPFA’s chairman sees an “untapped market” opening up.

Private Ocean – Mosaic combination brings software expertise to financial advice battleground

Agency also fines firm president Peter Mallouk for not reporting family accounts.

Amid industry concerns, the largest RIA lender promises not to share data between the bank and its new wealth firm.

Times are good for RIAs, but a new study suggests firms should be monitoring fees more closely.

Rockefeller Capital Management poaches Michael Bapis' billion-dollar HighTower team.

Grave risks give advisors even more reasons to make retirement planning a priority.

Clients may be tempted by the income from low-grade securities, but careful research is in order.

An unexpected revelation inspired Elliot Weissbluth to launch HighTower Advisors.

M&A data varies widely among providers.

Weissbluth will step down as CEO and become chairman.

The turnkey provider picks up a $5.7B RIA.

AUM, revenue and client base growth are soaring, but advisors must remain vigilant.