Charles Paikert

Speculation about the RIA's future is quelled with a $100 million investment from Thomas H. Lee Partners.

The sale of an asset management firm gives Mariner a capital source to buy RIAs. Lots of them.

Independent firms need capital, but some top executives question private equity's benefits.

Wealth Partners Capital Group's strategy uses a triumvirate, multi-regional method to buying firms.

The acquisition gives Tiedemann $11 billion in AUM, impact investing expertise and a presence in the Northwest.

An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.

Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.

Louis Martin Blazer is a "cooperating witness" in the federal case targeting corruption in college basketball.

Advisor Munish Sood is charged with fraud and bribery by FBI and U.S. Attorney.

The impact of a possible stock market decline, benefits of firm size and the breakaway phenomenon were debated at the Deals & Deal Makers conference.

The retirement powerhouse has made six deals so far this year, most recently acquiring Davidson & Garrard with $685 million in AUM.

Armed with private equity capital, Carson Group rebrands and will become an aggressive M&A player, outsource provider and breakaway recruiter.

Buyers have big M&A advantage; many sellers stuck in 'the valley of doom,' advisors are told at Deals & Deal Makers Summit.

Advisors are in trouble if they neglect a client’s health needs.

Health savings accounts have soared in popularity, but providers are adding layers of fees.

The average deal size for an RIA transaction is over $1 billion in AUM, according to Schwab.

For many, walking away from their firm is ‘like selling their baby.’

These plans once merely supplemented health insurance. Now they are a vital part of a broader retirement strategy.

Class-action lawsuits inspired by the DoL regulation “may go away,” says a prominent ERISA attorney.

The nation's biggest IBD believes macro trends are ideal to boost recruiting, says LPL managing director Bill Morrissey.