Editorial Staff

The award from Invest in Others, a nonprofit whose board features prominent financial firms, honors practices with extensive volunteering and charitable giving.

On Feb. 16, Financial Planning published a story regarding a settlement between the SEC and CMG Capital Management Group of Malvern, Pennsylvania relating to CMG’s use of data involving the hypothetical backtested performance of one of its algorithmic investment trading strategies. CMG agreed to the settlement, neither admitting nor denying the allegations. The story contained an error, which we are taking this occasion to further correct.

The latest on advisors moves, executive appointments and other M&A activity this week in wealth management.

A roundup of the bits of wealth management news you might have missed over the last week.

A roundup of the bits of wealth management news you might have missed over the last week.

A roundup of advisors on the move, executive appointments and other M&A activity this week in wealth management.

Catch up on the bits of wealth management news you might have missed over the last week.

Wirehouse breakaways, RIA acquisitions, career moves and more this week in wealth management.

These are the bits of news you might have otherwise missed this week in wealth management.

See which firms, advisors and executives made moves this week in wealth management.

FPA helps kill a sales tax bill, an NBA player’s former assistant gets jail time, UBS drops its appeal and pays a former compliance officer $14.1 million, and more.

Kestra grabs an RIA, LPL takes on advisors from Stifel and Morgan Stanley, record M&A transactions, and more.

Missed opportunities for wealth transfers, an unregistered advisor charged with fraud, preventing elder abuse, and a FINRA expulsion, among other wealth management news this week.

Raymond James, Ameriprise, Stifel, LPL and Creative Planning added advisors or made acquisitions this week.

Carson Group adds an executive, the SEC proposes SPAC rules, FINRA is looking for advisory committee members and more.

Mercer, Creative Planning and others made acquisitions. LPL, Ameriprise and Sanctuary, among others, added teams to their ranks.

Here's what happened over the last week in wealth management.

Here's what happened over the last week in wealth management.

Floyd’s slaying led to industry leaders promising to prioritize matters of diversity, equity and inclusion. Here’s how far some of those promises have gone.

Here's what happened over the last week in wealth management.