Gino DeRango

Senior vice president

Gino DeRango, a senior vice president of Axos Advisor Services, in Centennial, Colorado, has more than 25 years of experience in the financial services industry via roles including sales, relationship management, sales leadership and strategic initiatives at TD Ameritrade Institutional and, more recently, Goldman Sachs.

Practice and client management

Top headaches for RIAs if the SEC's outsourcing rule is enacted

In addition to voluminous recordkeeping, due diligence and expense, what constitutes a "covered function" may vary from firm to firm.

By Gino DeRango

February 23