GJ King
PresidentGJ King is president of RIA in a Box, a firm which provides compliance and operations support to more than 1,400 RIA firms.
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It's the first significant regulatory filing requirement for RIAs in more than a decade.
July 1 -
Audit volume is up but compliance issues are down — with cybersecurity as the wild card.
April 9 -
Our industry is not becoming more consolidated. It’s becoming more fragmented.
January 17
