Jessica Mathews is an associate editor for Financial Planning. Follow her on Twitter at @jessicakmathews.
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The broker-dealer filed a motion requesting that Jason Kirkland’s lawyer not be allowed to represent him in court.
January 10 -
Quovo is acquired by competitor Plaid, which says it wants to extend its aggregation into the brokerage space.
January 9 -
The former CEO of HD Vest left the firm three months earlier than he originally anticipated.
January 8 -
A record 186 funds were shuttered last year. What does this mean for the future of the industry?
January 7 -
Advisors report what they love — and hate — about tech at companies holding client assets.
January 4 -
Jason Kirkland, a former Baird employee, has sued the firm for allegedly withholding his compensation.
December 28 -
The regulator says it will keep an eye on issues like cybersecurity and cryptocurrencies.
December 21 -
The firm has recruited 22% more advisors in 2018 than the year-ago period.
December 20 -
The program could connect 4.9 million brokerage accounts to firms selected for the advisor network.
December 20 -
Advisors from across 79 branches were involved in selling offerings to family members and other brokers, including stock in Facebook, General Motors, LinkedIn and Twitter.
December 20
