Jessica Mathews is an associate editor for Financial Planning. Follow her on Twitter at @jessicakmathews.
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A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.
October 24 -
Many of the new hires are A.G. Edwards veterans.
October 24 -
This quarter the firm brought on 14 new advisors, who advised more than $1.1 billion in client assets at their former firms.
October 23 -
In addition, the advisor technology company released three new features and updated its interface.
October 19 -
A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.
October 18 -
“High-touch” support, technology and firm culture played a part in career changes for seven advisors.
October 16 -
A bonus introduced earlier this year has helped fuel client acquisition, executives say.
October 15 -
The new unit seeks to provide investors with fund-of-fund solutions.
October 12 -
Earlier this year, Jason Kirkland was recognized for his “many contributions” to the firm.
October 10 -
The regional BD has added three new advisor teams to its ranks, as well as a head of equity and institutional middle markets.
October 10
