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New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.October 17
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The bank has lost a net 1,300 advisors since a fake accounts scandal came to light three years ago.October 15
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Anthony Guadagnino allegedly solicited at least 10 clients after his departure from the retail brokerage.October 10
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No RIA has ever custodied with TD Ameritrade when opting into the Dynasty Network.September 23
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The No. 1 IBD will roll out the new option for advisors as it competes with other firms in its sector, platform providers and consolidators.September 16
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Over a nine-year period, he allegedly defrauded clients of more than $2.1 million.September 4
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Claims and counterclaims fly as arbitration panel orders an advisor to repay $1.66 million in promissory notes, but that's not the last word in this nearly five-year long dispute.August 29
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Advisor Chuck Cooper says he hopes the new practice will be a home for breakaway wirehouse and IBD-affiliated advisors.August 27
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The new recruits come from Merrill Lynch and Stifel, with $165 million in total client assets.August 14
