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Jeff McMillan will be in charge of marshaling the firm's investments in artificial intelligence to drive efficiency.
March 15 -
UBS receives praise for diversification outside the U.S., particularly in Asia.
March 15 -
A pair of former wealth managers contend they were yelled at and suffered other retribution after raising concerns about sharing clients' information without their knowledge.
March 8 -
Wealth management is now one of five divisions in the firm's simplified organization.
March 6 -
Barry Sommers comes in for high praise amid his firm's attempts to move beyond the banking scandals of its past.
March 1 -
A lawyer says the industry has been on notice at least since the "Boom Boom Room" scandal of the 1980s that hostile workplaces won't be tolerated.
February 28 -
An industry report finds the largest independent brokerage, with its supported independence offering, had the biggest net headcount gain last year.
February 27 -
The wealth management giant sees piles of cash waiting "on the sidelines" as a way to boost assets under management and profit margin.
February 22 -
Debate still rages over his legacy. But there's no doubt about how much O'Neal overcame on his way to becoming the first Black Wall Street CEO.
February 20 -
A Republican running for the U.S. House accused the Wall Street powerhouse of violating its own rules by not letting her step aside to conduct a campaign. A FINRA panel agreed.
February 8